Winter wheat yield forecasting in Ukraine based on Earth observation, meteorological data and biophysical models

Ukraine is one of the most developed agriculture countries and one of the biggest crop producers in the world. Timely and accurate crop yield forecasts for Ukraine at regional level become a key element in providing support to policy makers in food security. In this paper, feasibility and relative efficiency of using moderate resolution satellite data to winter wheat forecasting in Ukraine at oblast level is assessed. Oblast is a sub-national administrative unit that corresponds to the NUTS2 level of the Nomenclature of Territorial Units for Statistics (NUTS) of the European Union. NDVI values were derived from the MODIS sensor at the 250m spatial resolution. For each oblast NDVI values were averaged for a cropland map (Rainfed croplands class) derived from the ESA GlobCover map, and were used as predictors in the regression models. Using a leave-one-out cross-validation procedure, the best time for making reliable yield forecasts in terms of root mean square error was identified. For most oblasts, NDVI values taken in April-May provided the minimum RMSE value when comparing to the official statistics, thus enabling forecasts 2-3 months prior to harvest. The NDVI-based approach was compared to the following approaches: empirical model based on meteorological observations (with forecasts in April-May that provide minimum RMSE value) and WOFOST crop growth simulation model implemented in the CGMS system (with forecasts in June that provide minimum RMSE value). All three approaches were run to produce winter wheat yield forecasts for independent datasets for 2010 and 2011, i.e. on data that were not used within model calibration process. The most accurate predictions for 2010 were achieved using the CGMS system with the RMSE value of 0.3 t ha―1 in June and 0.4 t ha―1 in April, while performance of three approaches for 2011 was almost the same (0.5―0.6 t ha―1 in April). Both NDVI-based approach and CGMS system over-estimated winter wheat yield comparing to official statistics in 2010, and underestimated it in 2011. Therefore, we can conclude that performance of empirical NDVI-based regression model was similar to meteorological and CGMS models when producing winter wheat yield forecasts at oblast level in Ukraine 2-3 months prior to harvest, while providing minimum requirements to input datasets.